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Securities regulation in the United States
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#	Item
211	ICSA International Council of Securities Associations Self-Regulation in Financial Markets: An Exploratory Survey ICSA Secretariat Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:05 Finance Self-regulatory organizations Financial markets Securities Financial services International Organization of Securities Commissions U.S. Securities and Exchange Commission Securities regulation in the United States Canadian securities regulation Financial regulation Financial economics Financial system
212	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION April 21, 2015 ____________________________________ In The Matter Of Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-21 08:40:00 Securities Exchange Act Securities and Exchange Commission Financial regulation Financial economics Government Osaka Securities Exchange Banja Luka Stock Exchange United States Securities and Exchange Commission United States securities law 73rd United States Congress
213	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION April 10, 2015 In the Matter of Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-09 20:13:17 Business 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Public company U.S. Securities and Exchange Commission Financial regulation Government Regulation S-K United States securities law Finance Corporate crime
214	IMPORTANT NOTICE THIS BASE PROSPECTUS MAY ONLY BE DISTRIBUTED TO PERSONS WHO ARE NOT U.S. PERSONS (AS DEFINED IN REGULATION S ("REGULATION S") UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT")) AND Add to Reading List Source URL: www.upp-ltd.com Language: English - Date: 2015-01-20 11:13:47 Investment Economics United States securities law Finance United States Securities and Exchange Commission Prospectus Securities Act Credit rating agency Bond Financial economics Stock market Securities
215	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoApril 23, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-23 17:29:37 Securities Act United States Securities and Exchange Commission U.S. Securities and Exchange Commission Financial regulation Government Great Depression in the United States United States securities law 73rd United States Congress New Deal
216	Financial Disclosure on Official System Websites Approved March 23, 2001 (MORevised October 27, 2005 (MO) Add to Reading List Source URL: policies.tamus.edu Language: English - Date: 2014-05-08 10:02:55 Financial regulation Securities regulation in the United States U.S. Securities and Exchange Commission Securities Act Securities Exchange Act United States Finance Rule 13D Electronic Municipal Market Access United States securities law United States Securities and Exchange Commission 73rd United States Congress
217	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 4, 2015 Admin. Proc. File No Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-03-04 12:27:49 Finance Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities regulation in the United States Securities Exchange Act Registered representative Broker-dealer General Securities Principal Exam SEC Rule 10b-5 United States securities law Financial economics Financial system
218	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoApril 9, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-09 17:30:03 Financial regulation Financial economics Finance New Deal Securities Act SEC filings Securities regulation in the United States Securities Exchange Act U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission 73rd United States Congress
219	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION March 11, 2015 In the Matter of Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-11 06:13:10 United States Securities and Exchange Commission Government Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q Securities and Exchange Commission Corporate governance Schedule TO SEC filings United States securities law 73rd United States Congress
220	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CForm 10-K (Mark One) Add to Reading List Source URL: www.investquest.com Language: English - Date: 2014-12-02 10:47:34 Regulation S-K Barnett Shale Energy in the United States Texas Business Atmos Energy Natural gas storage Pipeline transport

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